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3. Human Resources

(Numerical Version)

The Vice-Chancellor holds all Human Resources delegations except those held only by Council.  A delegation that is marked NT is one that is non-transferrable. This means that only the delegate(s) shown may exercise that delegation.

An employment 'life cycle' version of the Human Resources delegations is also available.

T/NT

No.

 

Delegates

Source/ref

Effective Date 
  

Policies and frameworks

   
 

3.1

Determine and authorise release of HR policies

VC

  

NT

3.2

Authorise and sign University Enterprise Agreements/Collective Agreements

VC

  

NT

3.3

Establish and issue classification descriptors

DHR

  

NT

3.4

Publish and implement the annual level of Workers Compensation Insurance levy and Payroll Tax payable on salaries

DHR

  

NT

3.5

Act on behalf of the University in revision of salary scales or salaries for all staff categories following changes in Awards or Enterprise Agreements/ Collective Agreements

ADHR, DHR

1446/1998 5.1

 
  

Disputes

   

NT

3.6

Resolve industrial disputes

ADHR, DHR

1446/1998 5.7

 

NT

3.7

Appoint mediators or conciliators in respect of all industrial matters

ADHR, DHR

1446/1998 5.7

 
  

Systems

   

NT

3.8

Approve access to HR Management System

Mgr HR Business Solutions, DHR

1446/1998 6.12.1

 

NT

3.9

Authorise data changes/minor modifications to HR Management system

Mgr HR Business Solutions, ADHR, DHR

 28/07/09 

NT

3.10

Authorise major modifications or system changes to HR Management system

VC

1446/1998 6.12.2

 
 

3.11

Authorise creation and modification of University-wide Group Email Lists

DHR

  
  

Separations

   

NT

3.12a

Approve retirement or redundancy schemes

VC

1446/1998 5.6.2

 

NT

3.12b

Approve termination/separation of staff on any grounds including redundancy or medical retirement, and pre-retirement contracts:

 

Varied EA 2005-2009

 
  

For general staff of the University

DHR  28/07/09 
 

3.12c

Approve academic staff termination/separation on any grounds other than redundancy

DHR

Varied EA 2005-2009

28/07/09
  Approve redundancy for academic staff 

VC 

 28/07/09
 3.12dDetermine outcome of review of decision to terminate employment of academic staffVC

Varied EA 2005-2009

28/07/09
  Determine outcome of review of decision to terminate employment of general staff DHR  28/07/09
 

3.13

Confirm acceptance of resignations or retirements instigated by staff member

Supervisor 

1446/1998 5.3

28/07/09
  

For Deans, Directors and a DVC or PVC

VC

 28/07/09
  

For the VC

Chancellor

  
  

Recruitment and employment

   
  

University Executive and Council

   

NT

3.14

All matters relating to the appointment of a Chancellor

Council

ANU Act s.32

 

NT

3.15

All matters relating to the appointment of a Pro-Chancellor

Council

ANU Act s.33

 

NT

3.16

All matters relating to the appointment of a Vice-Chancellor

Emergency Appt (VC) Ctee, Ctee on the Appointment of a VC; Council

ANU Act s.34(2)(b), s.34(3)Emergency Appointment (VC) Ctee

 

NT

3.17

All matters relating to the appointment of a Deputy Vice-Chancellor

Ctee on the Appt of a VC; VC; Council

DVC Statute 2002 
 

3.18

All matters relating to the appointment of a Pro Vice-Chancellor

VC; Council

  
 

3.18a

Appoint a person to act in an executive office (a) during a vacancy, or (b) during any period when the occupant is absent, but for no longer than 12 months.

Council

ANU Act 37(1)

 
 

3.18b

Appoint persons, whether members of the staff of the University or not, to positions of responsibility within the University.

Council

ANU Act 9

 

NT

3.18c

By Order, nominate a person to perform particular functions and exercise particular powers of the VC (other than the power to make Orders under this sub-section of the Statute)

VC

VC Statute 9.2 
 

3.18d

If a person holding an office is absent and there is a vacancy in the office, appoint some other person to exercise the powers, perform the functions and discharge the duties of an office (insofar as permitted by other provisions in law)

VC

VC Statute 7.1 
  

General staff

(Authority is only to be exercised in accordance with policy and with the College/Admin Divisional Staffing Committee terms of reference and recommendations)

   

NT

3.19

Authority to employ general staff including approval for advertisement, selection criteria and further particulars, and composition of selection committee in accordance with ANU policy and conditions

 

1446/1998 5.3

 
  

Up to and including ANU 7 within budget unit

Admin Manager, Admin Mgr HR, Head of Dept

  
  Up to and including SM 1 within budget unit Head of Budget Unit  28/07/09
  Up to and including SM 1 within CollegeCGM, CD 28/07/09
  

All general staff within portfolio including a Director or Head of an Administrative Division or office

DVC, PVC, PVCR, PVCE

  
  

All general staff

ADHR, DHR

  
 

3.20

DELETED - see delegations 3.32A-3.32F

   
 

3.21

Authority to employ casual staff

 

(underlying delegation is in 1446/1998)

 
  

Within Department

Head of Dept

  
  

Within budget unit

Admin Mgr, Admin Mgr HR, Head of Budget Unit

  
  Within CollegeCGM, CD  
  

Within portfolio

DVC, PVC, PVCR, PVCE

  
  

All casual staff

ADHR, DHR

  
  

Academic staff

   
  

Recruitment and employment

   
 

3.22

DELETED - combined with 3.24

  28/07/09

NT

3.23

DELETED - combined with 3.24

  28/07/09

NT

3.24

Authority to employ academic staff including approval for advertisement and further particulars, and composition of selection committee in accordance with ANU policy and conditions

 

 

28/07/09
  Levels A-D within own budget unit Director, CD  28/07/09
  Level E up to 12 months CD  28/07/09
  Level E greater than 12 months VC  28/07/09

NT

3.25

DELETED - combined with 3.24

 

 28/07/09
 

3.26

DELETED - see delegations 3.32A-3.32F

   

NT

3.27

Academic invitation for employment

VC

  

NT

3.28

Employ College Deans, Directors of Research Schools, Faculties, University Centres and Administrative Divisions

VC

 28/07/09

NT

3.28a

Employ Heads of Academic Organisational Units

CD

200204906 Heads of Academic Organisational Units Appointment and Remuneration 

NT

3.29

Appoint a Deputy, Sub-, Associate Dean/Director:

CD 2001 03910 Deputy, Associate and Sub Deans or Directors28/07/09
  

Within budget unit

Director

  
  

Academic Status (Full, Clinical, Adjunct)

   

NT

3.30

Approve or extend full, clinical and adjunct status (within policy guidelines)

 200103236 Academic Status (Full, Clinical, Adjunct) 
  

For Academic Levels A-D within own budget unit

Director, CD

 28/07/09
  

For Academic Level E

VC

 28/07/09
 3.31DELETED - combined with 3.30   
  

Casual sessional academic staff

   
 

3.32

Authority to employ casual sessional academic staff

   
  

Within budget unit

Head of Budget Unit, Director, CD

 28/07/09
  

Within Department

Head of Dept

  
  

Within portfolio

DVC, PVC, PVCR, PVCE

  
  

Employment without advertisement & conversion of employment

   
 3.32A - D DELETED - now 3.32H - 3.32P   28/07/09
  

Conversion of General and Academic Staff

(Authority is only to be exercised in accordance with the relevant College/Admin Divisional Staffing Committee terms of reference and recommendations)

   

NT

3.32E

Authority to convert casual employment to fixed term employment (at same classification level) for general and academic staff:

   
  All general and academic staff (excluding Academic Level E) within budget unitHead of Budget Unit, Director 28/07/09
  

All general staff within College

CGM, CD

 28/07/09
  

All general and academic staff (excluding Academic Level E)

ADHR, DHR

  
  Academic Level EVC  

NT

3.32F

Authority to convert casual or fixed term employment to continuing employment (at same classification level) where a 'normal competitive' selection process was undertaken initially:

   
  For general staff ANUO 5 and below within budget unitDirector 28/07/09
  

For general staff ANUO 5 and below within College

CGM, CD

 28/07/09
  

For all general and academic staff

ADHR, DHR

  
  

General staff

(Authority is only to be exercised in accordance with policy and with the College/Admin Divisional Staffing Committee terms of reference and recommendations)

   
NT  3.32G  General staff offers (without advertisement) for positions where person is named in a grant for a period not exceeding the length of the grant  Head of Budget Unit, Director, CGM, CD, ADHR, DHR   28/07/09
NT 3.32H Authority to employ and extend the fixed term employment of general staff without advertisement, for a total period not exceeding 12 months employment (including any extensions) Head of Budget Unit, Director, CGM, CD, ADHR, DHR  28/07/09
NT  3.32I  Authority to extend (unlimited number of extensions or total period of employment) fixed term general staff employment where a 'normal competitive' selection process was undertaken intitally Head of Budget Unit, Director, CGM, CD, ADHR, DHR   28/07/09
 3.32J Authority to employ and extend the fixed term employment of general staff without advertisement  beyond a total employment period of 12 monthsADHR, DHR  28/07/09
 3.32K Authority to convert fixed term appointment to continuing (contingent funded) appointment of 12 months or more Head of Department, Head of Budget Unit, CGM, CD 

Varied EA 2005-2009 

28/07/09
  

Academic staff

   
NT 3.32L Academic staff offers (without advertisement) for positions where person is named in a grant for a period not exceeding the length of the grant (excluding Level E) CD, ADHR, DHR  28/07/09
  Within budget unit Head of Budget Unit, Director  28/07/09
  All academic staff (including Level E)VC 28/07/09
NT 3.32M Authority to employ and extend the fixed term employment of academic staff without advertisement for a total period not exceeding 12 months employment, excluding Level E (including any extensions) CD, ADHR, DHR  28/07/09
  Within budget unit Head of Budget Unit, Director  28/07/09
  All academic staff (including Level E) VC  28/07/09
NT 3.32N Authority to extend (unlimited number of extensions or total period of employment) fixed term academic staff (excluding Level E) employment where a 'normal competitive' selection process was undertaken initially CD, ADHR, DHR  28/07/09
  Within budget unit Head of Budget Unit, Director  28/07/09
  All academic staff (including Level E) VC  28/07/09
 3.32O Authority to convert fixed term appointment to continuing (contingent funded) appointment of 12 months or more Head of Department, Head of Budget Unit, CD 

Varied EA 2005-2009 

28/07/09
 3.32P Authority to employ and extend the fixed term employment of academic staff (excluding Level E) without advertisement beyond a total employment period of 12 months ADHR, DHR  28/07/09
  All academic staff (including Level E) VC  28/07/09
  

Offers of employment

(Authority is only to be exercised in accordance with policy and the College Staffing Committee terms of reference and recommendations)

   
 

3.33

Approve and issue offers of employment within EA salary schedule:

   
  All general and academic staff (excluding Academic Level E and the signing of pre-retirement offers) within budget unitHead of Budget Unit, Director, CD 28/07/09
  

All general staff within College

CGM, CD

 28/07/09
  

All general and academic staff (including the signing of pre-retirement offers)

ADHR, DHR

  

NT

3.34

Approve changes to employment arrangements such as change of hours, work pattern or supervisor

   
  

All general staff in budget unit

Admin Mgr, Admin Mgr HR

  
  

All staff in own Dept

Head of Dept

  
  

All staff in budget unit

Head of Budget Unit, Director, CD

 28/07/09
  All general staff in CollegeCGM, CD  
  

All staff within portfolio

DVC, PVC, PVCR, PVCE

  
  

All general staff

ADHR, DHR

  
 3.34A Approve casual sessional academic payments Head of Department  28/07/09
 3.34B Approve casual timesheets for general staff Supervisor, Admin Manager, Admin Mgr HR  28/07/09
  

Enterprise Agreement Conditions

   

NT

3.35

Authorise publication of official remuneration scales, allowances and salary packaging schemes

ADHR, DHR

1446/98 5.1

 
 3.35ADELETED  28/07/09
  

Salary Overpayments 

   
NT 

3.36

Approve additional salary by waiving salary overpayment instead of recovery in accordance with procedures

 

1446/1998 4.5.1

28/07/09 
  For total amount of $1,000 or lessADHR 28/07/09 
  For total amount more than $1,000 DHR, VC  28/07/09
  

Novated Lease Agreements 

   
 

3.36A

Approve Novated Lease Agreements on behalf of the University for staff salary sacrificing through designated service provider

ADHR, DHR

  
  

Remuneration 

   
  

General staff

(Authority is only to be exercised in accordance with the relevant College/Admin Divisional Staffing committee terms of reference and recommendations)

   

NT

3.37

Approve salary packages, loadings and allowances (excluding University motor vehicle), at time of employment, in accordance with University policy:

 

1446/1998 5.4

20/07/09 
  

For general staff within budget unit up to and including ANUO 7

Head of Budget Unit

 20/07/09 
  For general staff up to and including SM 1 within CollegeCGM, CD 20/07/09 
  

For all general staff

ADHR, DHR

  

NT

3.37A

Approve market or other loadings (excluding University motor vehicle) during the period of employment, in accordance with University policy:

  20/07/09 
  

For general staff within a College up to and including SM 1 and within policy limits

CGM, CD

 20/07/09 
  For general staff within Admin Division up to and including SM 1 and within policy limitsDPP, DHR, CFO, DIS, DFS, Registrar 20/07/09 
  

For all general staff

ADHR, DHR

  
NT 3.37B Approve University motor vehicle (or equivalent allowance) as part of salary package DHR, VC  20/07/09 
  

Academic staff

   

NT

3.38

Approve salary packages at time of employment in accordance with University policy including salary level, loadings and allowances (excluding motor vehicle) and employment expenditure

 

1446/1998 5.4

28/07/09 
 

a

For academic staff of own academic unit for academic levels A-D

Director, CD

 20/07/09 
 bFor academic staff Levels A-DADHR, DHR  
 

c

For academic staff Level E

VC

 20/07/09 
NT 3.38A Approve University motor vehicle (or equivalent allowance) for Deans, Directors and other academic staff VC  28/07/09 
 

3.39

Approve salary packages (salary level, packaging arrangements, employment expenditure) for a Head or Acting Head of an Academic Organisational Unit

VC

200204906 Heads of Academic Organisational Units Appointment and Remuneration 

NT

3.40

Authorise the payment of market loadings for academic staff in accordance with University policy

 200105636 Market Loadings for Academic staff policy 
 

a

Under $25,000 p.a. for academic staff in budget unit

Director, CD

 28/07/09 
 

b

Over $25,000 p.a. for any academic staff including a Director/DVC/ PVC

DVC, VC

 28/07/09 
 

3.41

Authorise the payment of merit loadings for academic staff in accordance with University policy

 2001 05759 Merit Loadings for Academic Staff policy 
  

For Level E2 staff and above

VC

  
  

Classification Level - General Staff

(Authority is only to be exercised in accordance with policy and the College/Admin Divisional Staffing Committee terms of reference and recommendations)

   

NT

3.42

Classification of new positions or reclassification of existing positions of general staff

 

1446/1998 5.2

 
  

Up to and including ANU 7 within budget unit

Head of Budget Unit

  
  

Up to and including SM1 within College

CGM, CD

 28/07/09 
  

Any general staff position to any level

ADHR, DHR

  
  

Promotion - Academic Staff

   

NT

3.43

Approve promotions (excluding out of round promotions)

 Academic Promotion28/07/09 
  Level BChair LPC, CD  
  

Levels C-D

Chair LPC

  
  

Level E1

Chair UPC

  
  

Level E2 and E3 (Distinguished Professor)

VC

2000 02103 Distinguished Professor ANU 
NT3.43ADetermine non-standard cases for promotionVCAcademic Promotion 
NT 3.43B Approve out of round promotions   28/07/09 
  Level B CD, Chair UPC  28/07/09 
  Level C-D Chair UPC  28/07/09 
  Level E1 VC  28/07/09 
 

3.44

Determine promotion appeals

VC

Academic Promotion 
  

Probation

(for terminations see 3.12b and 3.12c)

   
  

Academic staff

   
 

3.45

Confirm employment for an academic staff member on a continuing appointment

Head of Budget Unit, CD

Varied EA 2005-2009

28/07/09 
NT 3.45A Extend probation or take other action in respect of an academic staff member on a continuing appointment CD Varied EA 2005-2009 28/07/09 
 

3.46

Initiate disciplinary provisions with a view to annulment of probationary period, in respect of academic staff, on advice

Director, CD

Varied EA 2005-2009

28/07/09 
NT 

3.47

Annul continuing academic employment prior to completion of probationary period

DHR, VC

Varied EA 2005-2009

28/07/09 

NT

3.47A

Review and determine probation decisions in dispute

   
  

For all academic staff within budget unit

Head of Budget Unit

  
  For all academic staff within College CD  28/07/09 
  

For all academic staff in portfolio

DVC, PVC, PVCR, PVCE

  
  

General staff

   

NT

3.48

DELETED

  28/07/09 

NT

3.49

Confirm general staff employment at end of probationary period

Admin Mgr, Admin Mgr HR, Head of Dept, Head of Budget Unit, CGM, CD, ADHR, DHR 

1446/1998 5.6.3

28/07/09 
NT 3.49A Extend probationary period within limits or take other action to the extent possible in accordance with policy and Enterprise Agreement ADHR, DHR  28/07/09 

NT

3.50

Review and determine probation decisions in dispute in accordance with policy and Enterprise Agreement

   
  

For all general staff of budget unit

Head of Budget Unit

  
  For all general staff of CollegeCD  
  

For all general staff in portfolio

DVC, PVC, PVCR, PVCE

  
  

For all general staff

ADHR, DHR

  
  

Transfers, temporary transfers and external secondments - General and Academic Staff

   
 

3.51

Approve transfers and secondments:

 

1446/1998 5.3

 
  

All staff of own Dept for up to 3 months

Head of Dept

  
  

All general staff in budget unit

Admin Mgr, Admin Mgr HR

  
  

All staff in budget unit

Head of Budget Unit, Director

 28/07/09 
  All general staff in CollegeCGM 28/07/09 
  All staff within College CD  28/07/09 
  

All staff within portfolio

DVC, PVC, PVCR, PVCE

  
  

All general staff

ADHR, DHR

  
  

Leave

(in accordance with policy and Enterprise Agreement)

   
 

3.52

Approve leave of absence

   
  

Up to six weeks paid leave, including purchased leave (subject to entitlements)

Supervisor, Admin Mgr, Admin Mgr HR, Head of Dept, Head of Budget Unit

1446/1998, 5.9

28/07/09 
  

Six weeks or more paid leave, including purchased leave (subject to entitlements)

Head of Budget Unit, CD

 28/07/09 
  For all general staff of College, for any periodCGM, CD 28/07/09 
  

For College Deans, Directors of Research Schools and Faculties, Heads of University Centres, for any period

DHR

  
  

For all staff of portfolio, for any period

DVC, PVC, PVCR, PVCE

  
  

For all general staff, for any period

ADHR, DHR

  
  

Certification of Payroll

   

NT

3.53

Approve any pay variation through Payroll Costing Analysis, for staff or students in accordance with University policy

 

1446/1998 5.10

 
  

For own budget unit

Admin Manager, Admin Mgr HR, Head of Budget Unit

  
  For own CollegeCGM, CD  
  

For own portfolio

DVC, PVC, PVCR, PVCE

  
  

For any budget unit

ADHR, DHR

  
  

Miscellaneous

   

NT

3.54

Authorise outside earnings in accordance with policy

 

1446/1998 5.8

 
  

For all staff of budget unit

Head of Budget Unit

  
  For general staff of College up to and including ANUO 7 CGM  28/07/09 
  For all staff within College CD  28/07/09 
  

For all staff of portfolio

DVC, PVC, PVCR, PVCE

  
  

For all staff including DVCs/PVCs

VC

  

NT

3.55

Approve an application to hold or continue to hold office in a non-University company

 2002 03950 Company Directorships, Secretaryships and Partnerships28/07/09 
  

For all general staff

DPP

  
  

For all academic staff

DVC

  
  For all staff including a DVC/PVCVC  
  

For a VC

Chancellor

  
NT3.55ADELETED 28/07/09 

NT

3.56

Approve appointment to hold office in a University-related or other company ex officio (subsequent to appointment to ANU)

 2002 03950 Company Directorships, Partnerships and Secretaryships 
  

For all staff

VC

  
  For a VCChancellor  
 

3.56A

DELETED

 

28/07/09 
 

3.56B

Appoint University representatives to the governing bodies of Affiliated Colleges, on the recommendation of the nominated officer

VC

Council minutes 20 September 2002, item 17

 
  

Occupational Health and Safety

   
 

3.57

Authority to approve changes to the ANU radiation licence(s) issued under the Australian Radiation Protection and Nuclear Safety Act 1998 for radiation sources, apparatus and facilities under the control of the relevant area

 

VC is the ARPANSA Radiation licensee under the Australian Radiation Protection and Nuclear Safety Act 1998

28/07/09 
  

For maintaining and modifying the relevant Source and Apparatus information for the following:

  28/07/09 
  

CASS, CAPS, CMBE, CPS, CECS

Director, CD

 28/07/09 
  

Within the Human Resources Division (monitoring and calibration)

ADHR, DHR

 28/07/09 
 3.57ADELETED  28/07/09 
  

Supporting our Staff

(including Incremental Salary Progression Approvals)

   

NT

3.58

Establish Statement of Expectations (including Career Development) and approve incremental progression in accordance with University policies

 

Varied EA 2005-2009

 
  

For staff under the direction of a nominated supervisor

Supervisor

 28/07/09 
  

Approve accelerated increment within classification level

Head of Budget Unit, CD

 28/07/09 
  Approve accelerated increment within classification level for general staff within CollegeCGM 

28/07/09 

  

Rehabilitation & Workers' Compensation

   

NT

3.59

Authority to exercise the powers and functions of the University as a 'rehabilitation authority' as defined by the Safety, Rehabilitation and Compensation Act, 1988:

 

SRC Act

 
  For sections 36, 37 and 38 of the ActRehabilitation Case Manager  
  

For all sections of the Act

Manager Work Environment, ADHR, DHR

  
  

College Affiliate Status

   
NT3.60Approve or extend Affiliate status for a member of staff to be affiliated with another, or with own, academic unit of the ANU:   
  Within own CollegeCD  
  All staffVC  
  

Overseas and Domestic Travel

   

NT

3.61

Approve overseas travel in accordance with current travel advice and University policy (travel advice refers to DFAT's five levels of risk category assigned to overseas countries)

   
 (a)Category 1-3 countries: For students and staff within own budget unitHead of Budget Unit, Director 28/07/09 
 

(b)

Category 4 countries: For staff in Administrative Divisions

DHR

  
 (c)Category 4 countries: For staff within own CollegeCD  
 

(d)

Category 4 countries: For students within own College

CD

  
 (e)Category 4 countries: All formal student exchange participantsRegistrar  
 

(f)

All countries (including Category 5): All staff and students

VC

  
 (g)Exempt requirement (in exceptional circumstances) to buy out war exclusion for Category 5 countriesVC  
 (h)All countries (excluding Category 5): College Deans, Directors of Research Schools and Faculties, Heads of University CentresDHR  
 

3.62

Approve domestic travel in accordance with University policy:

   
  For staff and students of DepartmentHead of Dept  
  

For general staff of budget unit

Admin Mgr, Admin Mgr HR

  
  For all staff and students of budget unitHead of Budget Unit  
  For general staff of CollegeCGM, CD  
  

For College Deans, Directors of Research Schools and Faculties, Heads of University Centres, for any period

DHR

  
  

For all staff and students within budget units of portfolio

DVC, PVC, PVCR, PVCE

  
  For all staff and studentsDPP